October 25, 2016
Getting compliant-ready for MiFID II — the highlights! (Series)
Share:

Alasdair Haynes, CEO Aquis Exchange.
Stephen Hanks, Manager Markets Division, Financial Conduct Authority
Brendan Bradley, Chief Innovation Officer, Member of Eurex Executive Board
Christer Wennerberg, Head of Market Structure, Orc Group (now Itiviti).

What we’ll cover

  • An introduction to each of the panelists’ presentations.
  • What does the EU’s implementation process look like, what is the timetable and who is involved?
  • What about the UK implementation process? How is it done, and what are the challenges?
  • What are the key implications to the market structure?
  • What are some of the major issues with the legislation?
  • What are the major impact clusters for exchanges and their member firms?
  • What is the current impact status for the following:
    • Business controls, HFT and algorithmic trading
    • Third-country access and reporting
    • Market making
    • Pricing
    • Off-book, open access, transparency
    • OTF, trading obligation, post trade: STP & indirect clearing.
  • The challenge of understanding the actual effects of MiFID II?
  • What will be the impact of the double volume caps and the systematic internalizing regime on exchanges?
  • What happens of the systematic internalisers will be exempt from the tick size rules?
  • How do we measure execution quality?
  • Could MiFID II act as an inhibitor of competition, rather than the opposite? MiFID II is a huge burden to new market participants?
Related Content

A new leader in capital market technologies

A new leader in capital market technologies

Execution In March 2018, Itiviti and ULLINK completed a merger to build a global technology force in the capital markets industry. With extensive and complementary expertise, each company brings a unique heritage and product offering to the table that, when combined, create a new world leader in multi-asset trading and financial infrastructure solutions. May 3, 2018

Innovation in Order Management Systems

Innovation in Order Management Systems

Execution In the final video in this OMS-EMS series, Lars Wiberg, VP Strategic Research Trading and Trade Execution, discusses innovation in the order and execution management and outlines the most pressing challenges facing firms post-MiFID II. Go to Solutions April 4, 2018

OMS-EMS evolution: Drivers of new functionality

OMS-EMS evolution: Drivers of new functionality

Execution This is the second part in a series that explores the past, present and future of Order Management Systems (OMS) and the closely related Execution Management Systems (EMS). We cover these trading tools mainly from a sell-side perspective. As financial markets change, new demands on trading technology appear. This includes the functional requirements of the […] February 27, 2018

Regulation in a post-globalization environment

Regulation in a post-globalization environment

Risk & Compliance Jim Northey, Senior Vice President Strategy and Research at Itiviti, explores the topic of regulation in a post-globalization environment. In the wake of Brexit and the US election, are we moving away from unified regulatory equivalence to regulatory arbitrage, with single countries taking advantage of regulatory changes to attract market share? February 5, 2018

Request white paper 5 reasons why firms should

Please complete this form to download this white paper.

By submitting this form, you acknowledge that data collected by us will be handled in accordance with our Privacy Notice.

Itiviti Talks

Get our view on global capital markets

Subscribe

Subscription successful

hank you for subscribing!

Close window

Itiviti Talks

Get our view on global capital markets

Weekly email

    Trends in global capital markets from a technology perspective.

By submitting this form, you acknowledge that data collected by us will be handled in accordance with our Privacy Notice.