Tag: compliance

Jitneytrade client connectivity case study

Connectivity 3

What happens when one of the top 10 active brokers in Canada is confronted with: Stringent risk control requirements for electronic trading Time-to-market imperative to supersede TMX’ monitoring service termination Need to consolidate...

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MiFID II: Industrializing the response using UL BRIDGE

Connectivity 2

This white paper examines how ULLINK’s UL BRIDGE gives firms the agility, scale and reliability they need to centralize and standardize trade data management workflows, including those required for MiFID...

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MiFID II: The final countdown

Regulation 1

With just weeks to go before the January 3 implementation deadline for the EU’s Markets in Financial Instruments Directive II (MiFID II), affected financial institutions are flat out as they...

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MiFID II metadata requirement underpins compliance

Regulation 3

Much has been made of the impact of MiFID II on the European financial market structure and the core activities of market participants.

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What MiFID II Best Execution means for OMS/EMSs

Best execution under MiFID II is a holdover from its predecessor, MiFID I, but with two kickers. First, it’s much broader in scope, applying to all asset classes vs.

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MiFID II: Time for action

Regulation 2

The deadline for MIFID II compliance is less than six months away.

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