Category: Regulatory compliance

Regulation in a post-globalization environment

Regulation 1

Jim Northey explores the topic of regulation in a post-globalization environment.

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Discovering the New Normal for Traders under MiFID II

Regulation 2

Whilst European traders begin to adjust to a MiFID II regulated market, this 2018 report highlights the consequences of the new regulatory landscape in Europe.

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The challenges of time synchronization

Regulation 3

We take the concept of time for granted, but in truth it has a complicated history.

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MiFID II: The final countdown

Regulation 1

With just weeks to go before the January 3 implementation deadline for the EU’s Markets in Financial Instruments Directive II (MiFID II), affected financial institutions are flat out as they...

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MiFID II time synchronization underpins best execution, best practice and beyond

Regulation 3

Among MiFID II’s extensive new transparency requirements is a new set of technical standards that relate to time-stamping, message-latency, record-keeping and reporting that affects trading systems used by market participants...

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The role of the Systematic Internaliser under MiFID II

Regulation 2

The EU’s Markets in Financial Instruments Directive II (MiFID II) is characterized by a stress on transparency designed to realise the investor protections the regulation aims to enforce so as...

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MiFID II metadata requirement underpins compliance

Regulation 3

Much has been made of the impact of MiFID II on the European financial market structure and the core activities of market participants.

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Understanding and using trading algorithms under MiFID II

Regulation 1

One of the less well understood aspects of the EU’s Markets in Financial Instruments Directive MiFID II is its requirement for trading firms to adopt effective testing frameworks for the...

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Addressing MiFID II’s pre- and post-trade transparency rules

Regulation 1

With under three months to go before MiFID II’s implementation date, market practitioners are grappling with the challenges posed by its new transparency provisions.

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