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Beyond Europe: MiFID II and CAT for US firms

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Beyond Europe: MiFID II and CAT for US firms

Beyond Europe: MiFID II and CAT for US firms

Video Jim Northey explores the implications of MiFID II and the Consolidated Audit Trail (CAT) for US firms, and provides general advice on how to work towards MiFID II compliance in the run-up to the January 3rd, 2018 deadline. July 18, 2017

FOW Amsterdam: introducing Itiviti compliance solutions

FOW Amsterdam: introducing Itiviti compliance solutions

Video Will Sumner talks to FOW Amsterdam about Itiviti’s product offering, with a specific focus on MiFID II compliance and the Itiviti tools available to help firms meet the stringent requirements of the upcoming regulations. July 11, 2017

Order routing, time synchronization & best execution in light of MiFID II

Order routing, time synchronization & best execution in light of MiFID II

Video In some respects, MiFID II can be described using the old saying “a death by a thousand cuts.” In other words, it is not the nature but rather the number of changes required that add up to create complexity. Listen to Jim Northey, SVP Strategy and Research, discuss some of these changes in the realms […] July 4, 2017

The Itiviti perspective on quality assurance

The Itiviti perspective on quality assurance

Articles & Reports The financial industry is constantly evolving, driven by a mix of new business and regulatory requirements. The imminent application of MiFID II in Europe is a case in point that is spurring a tectonic technology change. With a high pace of industry change and the cost of errors even higher, the quality assurance function is […] June 21, 2017

To SI or not to SI, that is the question

To SI or not to SI, that is the question

Blog With MiFID II regulation now less than 12 months away, the race to ensure compliance heats up. In a recent letter penned by Steven Maijoor ESMA Chair, Mr Maijoor expressed concerns on the “potential establishment of networks of Systematic Internalisers (SIs) to circumvent certain MiFID II obligations.” The implementation of MiFID I saw the introduction […] June 13, 2017

Americas Trading Briefing: trends and challenges

Americas Trading Briefing: trends and challenges

Blog It was a pleasure to have an opportunity to speak at the 2017 Americas Trading Briefing, which was graciously hosted by Goldman Sachs. As usual, the room was filled with more than 250 senior market participants and 25 expert speakers to discuss important topics, trends and issues we face together as the FIX Trading Community. […] June 7, 2017

The duty to ensure, pursue and maintain best practices

The duty to ensure, pursue and maintain best practices

Itiviti in the News As the speed and complexity of automation rises, market participants have a duty to ensure that they pursue and maintain best practices. Read the full article here. This article by Jim Northey, Senior Vice President, Strategy and Research, Itiviti was first published in the Electronic Trading Journal-GlobalTrading, Q2 2017 Issue #62.   June 1, 2017

Why every trading firm should have a SOR

Why every trading firm should have a SOR

Video Jakob Nilsson, Senior Project Manager at Itiviti, explains how the SOR has become a key element in helping trading firms stay competitive and how MiFID II is likely to enhance its impact even futher. May 31, 2017

The evolution of automated testing

The evolution of automated testing

Video Why is the manual testing of financial software no longer enough? Vaibhav Shukla, Senior Vice President Global Services at Itiviti, provides insights into the benefits of automating testing processes, in terms of efficiency as well as compliance. May 23, 2017

The evolving ETF landscape – and how to capitalize on it

The evolving ETF landscape – and how to capitalize on it

Articles & Reports In recent years, exchange-traded funds (ETFs) have seen phenomenal activity and growth. Regulation, product innovation and investor appetite have driven global Assets under management (AUM) to record levels, while also fueling increasing market structure complexity and straining trading platform capabilities across the board. Itiviti, in conjunction with GreySpark Partners, recently engaged in a comprehensive review […] May 18, 2017