Risk & Compliance

MiFID II: Time for action

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MiFID II: Time for action

MiFID II: Time for action

Risk & Compliance The deadline for MIFID II compliance is less than six months away. Though the regulation is largely understood, firms anecdotally report that they expect to be ready with significant workarounds that will likely need to be revisited in the future to improve and streamline operations. More interestingly, firms are finding that the regulators’ intentions are […] August 15, 2017

MiFID II and FRTB data analytics, benchmarks and risk modelling

MiFID II and FRTB data analytics, benchmarks and risk modelling

Risk & Compliance Markets in Financial Instruments Directive II (MiFID II) and the Fundamental Review of the Trading Book (FRTB) require huge volumes of data to be sourced and managed. This webinar, organized by Intelligent Trading Technology in July 2017, discusses what sort of data analytics you need to implement to be able to process and analyse MiFID […] August 2, 2017

The implications of MiFID II for firms in Europe and beyond (Series)

The implications of MiFID II for firms in Europe and beyond (Series)

Risk & Compliance In this video series, Jim Northey, Senior Vice President Strategy and Research at Itiviti, tackles the implications of MiFID II for firms in terms of order routing, time synchronization and Best Execution. In the second segment, he also explores the impact that MiFID II and the Consolidated Audit Trail are likely to have in the […] July 25, 2017

Beyond Europe: MiFID II and CAT for US firms

Beyond Europe: MiFID II and CAT for US firms

Risk & Compliance Jim Northey explores the implications of MiFID II and the Consolidated Audit Trail (CAT) for US firms, and provides general advice on how to work towards MiFID II compliance in the run-up to the January 3rd, 2018 deadline. July 18, 2017

FOW Amsterdam: introducing Itiviti compliance solutions

FOW Amsterdam: introducing Itiviti compliance solutions

Risk & Compliance Will Sumner talks to FOW Amsterdam about Itiviti’s product offering, with a specific focus on MiFID II compliance and the Itiviti tools available to help firms meet the stringent requirements of the upcoming regulations. July 11, 2017

Order routing, time synchronization & best execution in light of MiFID II

Order routing, time synchronization & best execution in light of MiFID II

Risk & Compliance In some respects, MiFID II can be described using the old saying “a death by a thousand cuts.” In other words, it is not the nature but rather the number of changes required that add up to create complexity. Listen to Jim Northey, SVP Strategy and Research, discuss some of these changes in the realms […] July 4, 2017

To SI or not to SI, that is the question

To SI or not to SI, that is the question

Risk & Compliance With MiFID II regulation now less than 12 months away, the race to ensure compliance heats up. In a recent letter penned by Steven Maijoor ESMA Chair, Mr Maijoor expressed concerns on the “potential establishment of networks of Systematic Internalisers (SIs) to circumvent certain MiFID II obligations.” The implementation of MiFID I saw the introduction […] June 13, 2017

Why every trading firm should have a SOR

Why every trading firm should have a SOR

Execution Jakob Nilsson, Senior Project Manager at Itiviti, explains how the SOR has become a key element in helping trading firms stay competitive and how MiFID II is likely to enhance its impact even futher. May 31, 2017

Market trends and industry requirements

Market trends and industry requirements

Trading Jonas Hansbo, Executive Vice President Strategic Research and Chief Strategy Officer at Itiviti, describes current trends in the financial industry and describes how Itiviti’s solutions help market participants stay on top of these developments. April 25, 2017

Presenting a complete sell-side solution

Presenting a complete sell-side solution

Trading Troels Jensen, Executive Vice President and COO of Itiviti, delves into the company’s product vision: a full spectrum platform for the sell-side industry. March 29, 2017